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Posted Job Title Company Location
Jun 5 Manager of Sarbanes-Oxley Compliance United Commercial Bank San Francisco, California

The Manager of Sarbanes-Oxley Compliance has responsibility for Sarbanes-Oxley Compliance including planning, scoping, execution (walkthroughs and tes... more

Internal Audit | Full-time

Featured Job Postings from the Web
Jul 04 Finance & Risk Professional Oliver Wyman New York City, NY

... and governance (e.g. CRO and support functions, ALCO) Regulations and compliance (e.g., Sarbanes Oxley, current and future Basel Accord, incl. ... more

Jul 04 Risk Manager Lazard Asset Management New York City, NY

... i.e. Math, Physics, Engineering or Computer Science. M.S., M.B.A. or CFA are preferred. Relevant experience (3-7 years) in Market Risk, ... more

Jul 04 Associate/Senior Associate, Financial Risk Management KPMG Boston, MA

... KPMG. A great place to build your career. No phone calls or agencies please. KPMG Affirmative Action, Equal Opportunity Employer, M/F/D/V. &##xa9; ... more

Jul 04 Senior SOX Analyst Telephone AND Data Systems Middleton, WI

... Two or more years of experience with internal controls evaluation, COSO and SOX 404 requirements A bachelors degree in accounting or ... more

Jul 03 VP Operational Risk Management E. D. Starr & Company Glendale, CA

... in confidence to: Gene Starr E. D. Starr & Company 40 Exchange Place New York, New York 10005 (212) 248-1692 e-mail: gene.starr@edstarr.com E. D. ... more

Jul 03 Risk IT Development Analyst Dresdner Kleinwort New York City, NY

... of age, race, color, religion, sex, national origin, disability, marital status, ancestry, medical condition, sexual orientation, citizenship, ... more

Jul 03 Capital Markets Risk Management Oakleaf Group DC

... in fixed income portfolio management and/or risk management, including MBS, ABS, structured, and municipal bond instruments. Experience developing ... more

Jul 03 Risk Analyst Chicago, IL

... risk in the futures industry, with expertise in energy OTC swaps Risk management system experience Programming knowledge in C++, VBA, Excel ... more

Jul 03 Counterparty Credit Risk Senior Manager Deloitte New York City, NY

... o OTC derivatives including swaps, options, CDS, etc o Fixed income including MBS, ABS, CMO, CDO, etc. o Commodities, FX, energy o Exchange traded ... more

Jul 03 Risk Manager Chicago, IL

... is on: o Market risk; o Liquidity risk; and o Operational risk. Specifically, the Risk Manager will be involved in local discussions on trades, ... more

Jul 01 GWMG IT Audit Associate -Infrastructure Morgan Stanley New York City, NY

... (e.g., Linux/Unix, Windows, Mainframe, AS/400) o Database design and controls (e.g., Sybase, DB2) o Program Change Control Utilities (e.g., TCM, ... more

Jun 28 AVP Market Risk Engineering Ashton Lane Group New York City, NY

... including scenario / stress testing, simulation, and risk attribution Experience in Statistical methods including monte carlo simulation, back ... more

Jun 27 North America Audit Analyst BNP Paribas New York City, NY

... line, focusing on derivatives including: swaps, equity derivatives, credit derivatives, FX spot and options, fund derivatives, US Treasuries, repos, ... more

Jun 26 VP Risk Management Specialist Moody's Investors Service New York City, NY

... benefits package including medical, dental and vision coverage with 401k plan (up to 121% match), 15% discount on Moody's stock purchase, Pension ... more

Jun 25 VP, Risk Management Michael Page New York City, NY

... management skills. -Bachelors required. -MBA and/or CFA preferred -5+ years of corporate risk management experience -Ability to plan and execute ... more

Jun 25 Audit Associate III Capital One Plano, TX

... moderate complexity, sometimes with more than one component including finance, compliance, IT, credit, security, etc Performs, and often plans, ... more

Jun 24 Operations Risk/Internal Controls AVP JPMorgan Boston, MA

... to Management. Provide assistance, where needed, to ensure recommended changes are implemented.3. Presentations - requires the ability to format ... more

Jun 20 Manager Operational Risk Advisory E. D. Starr & Company New York City, NY

... products (including: CDO's/CLO's, MBS, ABS, Derivative Products-Swaps, Credit Derivatives, Equity Derivatives, Options etc.). MBA and / or ... more

Jun 19 Investment Risk Specialist Ijc Partners Los Angeles, CA

... Primarily UNIX (Solaris and Linux); also Microsoft Windows. Software: SAS, Perl, AMPL, Python, JavaScript, etc. Also Microsoft Word, Microsoft ... more

Jun 19 Internal Audit Manager New York City, NY

... (or equivalent) in Accounting, Finance or related discipline. An ACA / CA / CPA qualification is highly desirable. At least 5 - 10 years audit ... more

Jun 18 Auditor (Operational process controls and audit design) Northwest Integrators Stamford, CT

... auditability, documenting internal controls, assessing control weaknesses, recommending process improvement, etc Do you enjoy an environment ... more

Jun 17 VP Risk New York City, NY

... position. We're looking for a strong Quantitative Analyst with hands on experience with various products. Candidate must have PhD in Math, ... more

Jun 17 Risk Administrator Vanguard King Of Prussia, PA

... and in a team environment. -Knowledge of Mutual Fund industry - Knowledge of Excel, Word, PowerPoint, Access, VISIO or other ... more

Jun 14 Risk Management Exelon New York City, NY

... in the process. The result? Changing the way the American power industry powers America. For you, this means advancement, challenge, and a company ... more

Jun 12 Financial Services Audit Manager Grant Thornton (US) Boston, MA

... priorities in a rapidly growing, fast-paced, interactive, results-based team environment. -Strong leadership, business development, recruiting, ... more

Jun 12 Boston Fund Services: Internal Controls/Risk Operations AVP JPMorgan Boston, MA

... to ten year experience in financial services (investment management) industry, preferably audit, compliance or risk management focus? B.S. in ... more

Jun 10 Internal Audit - GWM Morgan Stanley Jersey City, NJ

... Compliance, Controllers, Transfer Risk Agency, Trust Education: DA B.S. degree in business, including Accounting, Economics, Finance (note: a ... more

Jun 10 Internal Audit - GWM Morgan Stanley White Plains, NY

... Compliance, Controllers, Transfer Risk Agency, Trust Education: DA B.S. degree in business, including Accounting, Economics, Finance (note: a ... more

Jun 10 IT Risk Management Analyst Brown Brothers Harriman Jersey City, NJ

... 3+ years IT Risk Management analysis with either CISSP or CISA. Understands technology (networks, security, application development, ... more

Jun 05 Director Internal Audit Duff AND Phelps Morristown, NJ

... gender, race, religion, color, nationality, ethnic origin, sexual orientation, marital status, age, veteran status, or ... more

Jun 05 Senior Risk Manager C. Bridges Associates New York City, NY

... for valuation. - Experience with market risk, and a conceptual understanding of VaR and risk sensitivities. - CFA/FRM a plus If interested, ... more

Jun 05 Risk Analyst Comprehensive Recruiting Greenwich, CT

... with this firm. Qualifications include: 1-3 years of financial experience; Undergraduate degree in Business (Accounting, Finance), Economics or ... more

Jun 05 Model Control Risk Analyst New York City, NY

... in Finance, Mathematics, Economics, Science or Engineering 3-5 years job experience in Risk Management, Trading or related areas, such ... more

May 30 Market Risk Analyst Stamford, CT

... perspective. Product and Technical Knowledge ?Product knowledge: Fund of funds/hedge funds, structured credit products, credit flow ... more

May 25 Director SOX Compliance, Reporting Huffman Associates New York City, NY

... Reporting. ? Develop and maintain cooperative, collaborative and productive, team-driven relationships between the department and management. ? ... more

May 22 Director of Ethics & Risk MA

... of operational and compliance controls * Effectively Integrate common policy & procedure testing with Business Unit Compliance teams; Internal ... more

May 22 Senior Operations Risk Analyst UBS - Investment Bank Stamford, CT

... corporate clients, intermediaries, government and hedge funds worldwide. Job Description: Responsible for analyzing, monitoring, measuring and ... more

May 22 Operational Risk Quantitative Assoc. Comprehensive Recruiting New York City, NY

... of model design, development and validation concepts. Prior experience in operational risk management, credit risk management or market risk ... more

May 18 Quant Risk Analyst Ijc Partners Pasadena, CA

... Prior experience with financial data (e.g., Compustat, IBES, CRSP), analysis tools (e.g., FactSet, MarketQA, Bloomberg), statistical software ... more

May 18 RISK DEVELOPER AND STRATEGIST (RISK) New York City, NY

... ?Relevant mathematical disciplines ?Econometrics or statistics ?Oral and written communication ?Programming, such as Excel, VBA, JAVA, ... more

May 18 Credit Risk Analyst Michael Page International Stamford, CT

... Highly analytical Commercial understanding of business Excellent IT skills, excel, VBA Fluency in English, other major languages an advantage ... more

May 18 Risk Controller - Energy Comprehensive Recruiting Houston, TX

... risks taken, outright risk, time-spread risk, basis risk; P&L valuation; Post-facto analysis and reporting. Performance Monitoring, Analysis and ... more

May 17 Market Risk Analyst Comprehensive Recruiting New York City, NY

... Risk Department. Responsibilities for this role include: develop, implement and maintain risk reports covering trading activities; Review and ... more

May 09 Risk Manager - Equities Comprehensive Recruiting New York City, NY

... risk management (VaR, portfolio hedging), options pricing theory, and securities valuation methodologies. Strong SQL, VBA, Excel skills are ... more

May 02 Operational Risk Analyst Comprehensive Recruiting New York City, NY

... industry. Prefer candidates to have a Bachelor's degree in Finance, Economics, Accounting, or related discipline. Will also consider ... more

Apr 29 VP Risk Manager Michael Page International Stamford, CT

... Responsibilities will include: daily review of trading desk positions; P&L/Risk Reporting; price verification; monitoring of global limits; ... more

Apr 03 Manager Operational Risk Advisory E. D. Starr & Company New York City, NY

... products (including: CDO's/CLO's, MBS, ABS, Derivative Products-Swaps, Credit Derivatives, Equity Derivatives, Options etc.). MBA and / or ... more

Apr 03 Risk Management Ijc Partners New York City, NY

... in the equity and equity derivatives space. Must have experience in hedging/shorting portfolios. Experience must encompass hedging, risk ... more

Apr 03 Risk Analyst Comprehensive Recruiting New York City, NY

... management; solid knowledge of finance, including exposure to derivative instruments; highly motivated with attention to detail. MS/MBA ... more

Apr 03 Valuation Risk Control-Commodities Comprehensive Recruiting New York City, NY

... by which derivative instruments are traded. The ideal candidate will have a strong background in commodities in a trading, risk management ... more

Additional Job Postings from the Web
Jul 03 Sarbanes-Oxley Testing Associate Morgan Stanley New York, NY

... functions include:Develop a good understanding of Asset Management (one position) or Corporate Functions (2nd position) risks, processes, ... more

Jul 03 Sarbanes-Oxley Analyst Robert Half Management Resources Wilsonville, OR

... If interested, please register online at www.rhmr.com or contact Tom Rattle at thomas.rattle@rhmr.com. Please refer to job # ... more

Jul 03 SOX Analyst Robert Half Finance & Accounting Schaumburg, IL

... for a SOX Analyst. This SOX Analyst should be a degreed Accountant with a CPA. Big 4 is preferred but not a must for this SOX Analyst, but must ... more

Jul 02 IT Sarbanes Oxley(Sox) Analyst Hartford Financial Services Group Windsor, CT

... Group Disability Insurance If you are a self-starter, have an entrepreneurial spirit, energy, and a positive attitude, this position is for you. ... more

Jul 02 Director of Sarbanes Oxley 404 Compliance Wilmington Trust Wilmington, DE

... analysis. * The position requires a bachelors degree in accounting or equivalent experience. * Sarbanes-Oxley experience required. * ... more

Jul 01 Sarbanes Oxley Levi, Ray & Shoup Waco, TX

... Sarbanes Oxley Category: Other Location(s): Waco, TX Department: LRS Consulting Services Job Description: Levi, Ray & Shoup, Inc. is ... more

Jun 28 Internal Audit, SOX - Staff, Manager, Directors Resources Global Professionals Huntington Beach, CA

... * Advanced Excel & Access skills Keyword: CPA, accounting, GAAP, financial reporting, staff accountant, SEC, audit, auditor, accountants, ... more

Jun 25 Sarbanes Oxley Analyst Levi, Ray & Shoup Waco, TX

... If this sounds like a job you are interested in, submit your resume to hropp@lrs.com . Visit us at ... more

Jun 25 Sarbanes-Oxley Jackson Wabash Bedford Park, IL

... Analyst, Bookkeeper, Controller, Collections, Financial, Accounting, expenditures, accounts payable, accounts receivable, ledger, CPA, ... more