Inside Sarbanes Oxley Job Board
Subscribe to RSS Feed| Posted | Job Title | Company | Location |
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| Jun 5 | Manager of Sarbanes-Oxley Compliance | United Commercial Bank | San Francisco, California |
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The Manager of Sarbanes-Oxley Compliance has responsibility for Sarbanes-Oxley Compliance including planning, scoping, execution (walkthroughs and tes... more Internal Audit | Full-time |
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Featured Job Postings from the Web | |||
| Jul 04 | Finance & Risk Professional | Oliver Wyman | New York City, NY |
... and governance (e.g. CRO and support functions, ALCO) Regulations and compliance (e.g., Sarbanes Oxley, current and future Basel Accord, incl. ... more |
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| Jul 04 | Risk Manager | Lazard Asset Management | New York City, NY |
... i.e. Math, Physics, Engineering or Computer Science. M.S., M.B.A. or CFA are preferred. Relevant experience (3-7 years) in Market Risk, ... more |
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| Jul 04 | Associate/Senior Associate, Financial Risk Management | KPMG | Boston, MA |
... KPMG. A great place to build your career. No phone calls or agencies please. KPMG Affirmative Action, Equal Opportunity Employer, M/F/D/V. &##xa9; ... more |
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| Jul 04 | Senior SOX Analyst | Telephone AND Data Systems | Middleton, WI |
... Two or more years of experience with internal controls evaluation, COSO and SOX 404 requirements A bachelors degree in accounting or ... more |
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| Jul 03 | VP Operational Risk Management | E. D. Starr & Company | Glendale, CA |
... in confidence to: Gene Starr E. D. Starr & Company 40 Exchange Place New York, New York 10005 (212) 248-1692 e-mail: gene.starr@edstarr.com E. D. ... more |
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| Jul 03 | Risk IT Development Analyst | Dresdner Kleinwort | New York City, NY |
... of age, race, color, religion, sex, national origin, disability, marital status, ancestry, medical condition, sexual orientation, citizenship, ... more |
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| Jul 03 | Capital Markets Risk Management | Oakleaf Group | DC |
... in fixed income portfolio management and/or risk management, including MBS, ABS, structured, and municipal bond instruments. Experience developing ... more |
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| Jul 03 | Risk Analyst | Chicago, IL | |
... risk in the futures industry, with expertise in energy OTC swaps Risk management system experience Programming knowledge in C++, VBA, Excel ... more |
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| Jul 03 | Counterparty Credit Risk Senior Manager | Deloitte | New York City, NY |
... o OTC derivatives including swaps, options, CDS, etc o Fixed income including MBS, ABS, CMO, CDO, etc. o Commodities, FX, energy o Exchange traded ... more |
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| Jul 03 | Risk Manager | Chicago, IL | |
... is on: o Market risk; o Liquidity risk; and o Operational risk. Specifically, the Risk Manager will be involved in local discussions on trades, ... more |
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| Jul 01 | GWMG IT Audit Associate -Infrastructure | Morgan Stanley | New York City, NY |
... (e.g., Linux/Unix, Windows, Mainframe, AS/400) o Database design and controls (e.g., Sybase, DB2) o Program Change Control Utilities (e.g., TCM, ... more |
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| Jun 28 | AVP Market Risk Engineering | Ashton Lane Group | New York City, NY |
... including scenario / stress testing, simulation, and risk attribution Experience in Statistical methods including monte carlo simulation, back ... more |
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| Jun 27 | North America Audit Analyst | BNP Paribas | New York City, NY |
... line, focusing on derivatives including: swaps, equity derivatives, credit derivatives, FX spot and options, fund derivatives, US Treasuries, repos, ... more |
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| Jun 26 | VP Risk Management Specialist | Moody's Investors Service | New York City, NY |
... benefits package including medical, dental and vision coverage with 401k plan (up to 121% match), 15% discount on Moody's stock purchase, Pension ... more |
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| Jun 25 | VP, Risk Management | Michael Page | New York City, NY |
... management skills. -Bachelors required. -MBA and/or CFA preferred -5+ years of corporate risk management experience -Ability to plan and execute ... more |
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| Jun 25 | Audit Associate III | Capital One | Plano, TX |
... moderate complexity, sometimes with more than one component including finance, compliance, IT, credit, security, etc Performs, and often plans, ... more |
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| Jun 24 | Operations Risk/Internal Controls AVP | JPMorgan | Boston, MA |
... to Management. Provide assistance, where needed, to ensure recommended changes are implemented.3. Presentations - requires the ability to format ... more |
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| Jun 20 | Manager Operational Risk Advisory | E. D. Starr & Company | New York City, NY |
... products (including: CDO's/CLO's, MBS, ABS, Derivative Products-Swaps, Credit Derivatives, Equity Derivatives, Options etc.). MBA and / or ... more |
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| Jun 19 | Investment Risk Specialist | Ijc Partners | Los Angeles, CA |
... Primarily UNIX (Solaris and Linux); also Microsoft Windows. Software: SAS, Perl, AMPL, Python, JavaScript, etc. Also Microsoft Word, Microsoft ... more |
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| Jun 19 | Internal Audit Manager | New York City, NY | |
... (or equivalent) in Accounting, Finance or related discipline. An ACA / CA / CPA qualification is highly desirable. At least 5 - 10 years audit ... more |
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| Jun 18 | Auditor (Operational process controls and audit design) | Northwest Integrators | Stamford, CT |
... auditability, documenting internal controls, assessing control weaknesses, recommending process improvement, etc Do you enjoy an environment ... more |
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| Jun 17 | VP Risk | New York City, NY | |
... position. We're looking for a strong Quantitative Analyst with hands on experience with various products. Candidate must have PhD in Math, ... more |
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| Jun 17 | Risk Administrator | Vanguard | King Of Prussia, PA |
... and in a team environment. -Knowledge of Mutual Fund industry - Knowledge of Excel, Word, PowerPoint, Access, VISIO or other ... more |
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| Jun 14 | Risk Management | Exelon | New York City, NY |
... in the process. The result? Changing the way the American power industry powers America. For you, this means advancement, challenge, and a company ... more |
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| Jun 12 | Financial Services Audit Manager | Grant Thornton (US) | Boston, MA |
... priorities in a rapidly growing, fast-paced, interactive, results-based team environment. -Strong leadership, business development, recruiting, ... more |
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| Jun 12 | Boston Fund Services: Internal Controls/Risk Operations AVP | JPMorgan | Boston, MA |
... to ten year experience in financial services (investment management) industry, preferably audit, compliance or risk management focus? B.S. in ... more |
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| Jun 10 | Internal Audit - GWM | Morgan Stanley | Jersey City, NJ |
... Compliance, Controllers, Transfer Risk Agency, Trust Education: DA B.S. degree in business, including Accounting, Economics, Finance (note: a ... more |
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| Jun 10 | Internal Audit - GWM | Morgan Stanley | White Plains, NY |
... Compliance, Controllers, Transfer Risk Agency, Trust Education: DA B.S. degree in business, including Accounting, Economics, Finance (note: a ... more |
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| Jun 10 | IT Risk Management Analyst | Brown Brothers Harriman | Jersey City, NJ |
... 3+ years IT Risk Management analysis with either CISSP or CISA. Understands technology (networks, security, application development, ... more |
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| Jun 05 | Director Internal Audit | Duff AND Phelps | Morristown, NJ |
... gender, race, religion, color, nationality, ethnic origin, sexual orientation, marital status, age, veteran status, or ... more |
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| Jun 05 | Senior Risk Manager | C. Bridges Associates | New York City, NY |
... for valuation. - Experience with market risk, and a conceptual understanding of VaR and risk sensitivities. - CFA/FRM a plus If interested, ... more |
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| Jun 05 | Risk Analyst | Comprehensive Recruiting | Greenwich, CT |
... with this firm. Qualifications include: 1-3 years of financial experience; Undergraduate degree in Business (Accounting, Finance), Economics or ... more |
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| Jun 05 | Model Control Risk Analyst | New York City, NY | |
... in Finance, Mathematics, Economics, Science or Engineering 3-5 years job experience in Risk Management, Trading or related areas, such ... more |
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| May 30 | Market Risk Analyst | Stamford, CT | |
... perspective. Product and Technical Knowledge ?Product knowledge: Fund of funds/hedge funds, structured credit products, credit flow ... more |
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| May 25 | Director SOX Compliance, Reporting | Huffman Associates | New York City, NY |
... Reporting. ? Develop and maintain cooperative, collaborative and productive, team-driven relationships between the department and management. ? ... more |
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| May 22 | Director of Ethics & Risk | MA | |
... of operational and compliance controls * Effectively Integrate common policy & procedure testing with Business Unit Compliance teams; Internal ... more |
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| May 22 | Senior Operations Risk Analyst | UBS - Investment Bank | Stamford, CT |
... corporate clients, intermediaries, government and hedge funds worldwide. Job Description: Responsible for analyzing, monitoring, measuring and ... more |
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| May 22 | Operational Risk Quantitative Assoc. | Comprehensive Recruiting | New York City, NY |
... of model design, development and validation concepts. Prior experience in operational risk management, credit risk management or market risk ... more |
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| May 18 | Quant Risk Analyst | Ijc Partners | Pasadena, CA |
... Prior experience with financial data (e.g., Compustat, IBES, CRSP), analysis tools (e.g., FactSet, MarketQA, Bloomberg), statistical software ... more |
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| May 18 | RISK DEVELOPER AND STRATEGIST (RISK) | New York City, NY | |
... ?Relevant mathematical disciplines ?Econometrics or statistics ?Oral and written communication ?Programming, such as Excel, VBA, JAVA, ... more |
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| May 18 | Credit Risk Analyst | Michael Page International | Stamford, CT |
... Highly analytical Commercial understanding of business Excellent IT skills, excel, VBA Fluency in English, other major languages an advantage ... more |
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| May 18 | Risk Controller - Energy | Comprehensive Recruiting | Houston, TX |
... risks taken, outright risk, time-spread risk, basis risk; P&L valuation; Post-facto analysis and reporting. Performance Monitoring, Analysis and ... more |
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| May 17 | Market Risk Analyst | Comprehensive Recruiting | New York City, NY |
... Risk Department. Responsibilities for this role include: develop, implement and maintain risk reports covering trading activities; Review and ... more |
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| May 09 | Risk Manager - Equities | Comprehensive Recruiting | New York City, NY |
... risk management (VaR, portfolio hedging), options pricing theory, and securities valuation methodologies. Strong SQL, VBA, Excel skills are ... more |
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| May 02 | Operational Risk Analyst | Comprehensive Recruiting | New York City, NY |
... industry. Prefer candidates to have a Bachelor's degree in Finance, Economics, Accounting, or related discipline. Will also consider ... more |
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| Apr 29 | VP Risk Manager | Michael Page International | Stamford, CT |
... Responsibilities will include: daily review of trading desk positions; P&L/Risk Reporting; price verification; monitoring of global limits; ... more |
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| Apr 03 | Manager Operational Risk Advisory | E. D. Starr & Company | New York City, NY |
... products (including: CDO's/CLO's, MBS, ABS, Derivative Products-Swaps, Credit Derivatives, Equity Derivatives, Options etc.). MBA and / or ... more |
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| Apr 03 | Risk Management | Ijc Partners | New York City, NY |
... in the equity and equity derivatives space. Must have experience in hedging/shorting portfolios. Experience must encompass hedging, risk ... more |
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| Apr 03 | Risk Analyst | Comprehensive Recruiting | New York City, NY |
... management; solid knowledge of finance, including exposure to derivative instruments; highly motivated with attention to detail. MS/MBA ... more |
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| Apr 03 | Valuation Risk Control-Commodities | Comprehensive Recruiting | New York City, NY |
... by which derivative instruments are traded. The ideal candidate will have a strong background in commodities in a trading, risk management ... more |
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Additional Job Postings from the Web | |||
| Jul 03 | Sarbanes-Oxley Testing Associate | Morgan Stanley | New York, NY |
... functions include:Develop a good understanding of Asset Management (one position) or Corporate Functions (2nd position) risks, processes, ... more |
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| Jul 03 | Sarbanes-Oxley Analyst | Robert Half Management Resources | Wilsonville, OR |
... If interested, please register online at www.rhmr.com or contact Tom Rattle at thomas.rattle@rhmr.com. Please refer to job # ... more |
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| Jul 03 | SOX Analyst | Robert Half Finance & Accounting | Schaumburg, IL |
... for a SOX Analyst. This SOX Analyst should be a degreed Accountant with a CPA. Big 4 is preferred but not a must for this SOX Analyst, but must ... more |
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| Jul 02 | IT Sarbanes Oxley(Sox) Analyst | Hartford Financial Services Group | Windsor, CT |
... Group Disability Insurance If you are a self-starter, have an entrepreneurial spirit, energy, and a positive attitude, this position is for you. ... more |
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| Jul 02 | Director of Sarbanes Oxley 404 Compliance | Wilmington Trust | Wilmington, DE |
... analysis. * The position requires a bachelors degree in accounting or equivalent experience. * Sarbanes-Oxley experience required. * ... more |
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| Jul 01 | Sarbanes Oxley | Levi, Ray & Shoup | Waco, TX |
... Sarbanes Oxley Category: Other Location(s): Waco, TX Department: LRS Consulting Services Job Description: Levi, Ray & Shoup, Inc. is ... more |
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| Jun 28 | Internal Audit, SOX - Staff, Manager, Directors | Resources Global Professionals | Huntington Beach, CA |
... * Advanced Excel & Access skills Keyword: CPA, accounting, GAAP, financial reporting, staff accountant, SEC, audit, auditor, accountants, ... more |
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| Jun 25 | Sarbanes Oxley Analyst | Levi, Ray & Shoup | Waco, TX |
... If this sounds like a job you are interested in, submit your resume to hropp@lrs.com . Visit us at ... more |
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| Jun 25 | Sarbanes-Oxley | Jackson Wabash | Bedford Park, IL |
... Analyst, Bookkeeper, Controller, Collections, Financial, Accounting, expenditures, accounts payable, accounts receivable, ledger, CPA, ... more |
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